Reminder for Investment Firms: Client Assets Key Information Document Required From 1 October 2015

25-08-2015

Author: Robert Cain and Eoin O’Connor



Investment firms are required to issue a Client Assets Key Information Document to new retail clients from 1 October 2015 onwards, and to existing retail clients by 1 January 2016.  This Briefing sets out further detail on this new obligation.

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