Carl O'Sullivan
Partner
+353 (0)1 618 0525 (Direct Line)
carl.osullivan@arthurcox.com
Dublin » Arthur Cox, Earlsfort Centre, Earlsfort Terrace, Dublin 2, Ireland
Expertise
Carl has been involved in the establishment and development of many companies located in the International Financial Services Centre. He advises on asset management, mutual funds, insurance and generally on the regulation of financial services. Carl previously worked as in-house counsel with Irish Distillers Group Plc and with Waterford Wedgwood Plc. He is a non executive director of a number of public and private financial services companies.
Practice Areas
Education
- MBA, 1987, University College, Dublin
- BA Mod (Legal Science), 1980, Trinity College, Dublin
Professional
- Admitted as a solicitor (Ireland), 1983
Authorship
- Taoiseach's (Prime Minister's) Treasury Companies Sub-Committee.
- International Bar Association
Published Material
- Carl contributes to the Group's client bulletin and regular briefings.
Publications
- EU AIFM Directive - ESMA Publishes its Final “Level 2” Advice, December 2011
Asset Management and Investment Funds - 23.12.2011 | Format:

- Corporate Governance Code for Irish Funds, 14 December 2011
Asset Management and Investment Funds - 14.12.2011 | Format:

- Central Bank of Ireland’s Fit and Proper Regime and new Minimum Competency Code, September 2011
Financial Regulatory, Asset Management and Investment Funds - 28.09.2011 | Format:

- UCITS and Non-UCITS Funds in Ireland, Summer 2011
Asset Management and Investment Funds - 23.06.2011 | Format:

- UCITS-Central Bank clarifies position on Brazil and Rule 144A Securities, June 2011
Asset Management and Investment Funds - 01.06.2011 | Format:

- Central Bank launches Consultation on Fit and Proper Regime, April 2011
Financial Regulatory, Asset Management and Investment Funds - 04.04.2011 | Format:

- Proposed changes to the Central Bank's Rules on Funds, March 2011
Asset Management and Investment Funds - 14.03.2011 | Format:

- Update on Alternative Investment Fund Managers (AIFM) Directive, February 2011
Asset Management and Investment Funds - 01.03.2011 | Format:

- UCITS IV - Cross-border notification procedures, February 2011
Asset Management and Investment Funds - 25.02.2011 | Format:

- Central Bank launches Consultation, February 2011
Asset Management and Investment Funds - 21.02.2011 | Format:

- The KIID - A Summary of the Requirements of the Key Investor Information Document, February 2011
Asset Management and Investment Funds - 10.02.2011 | Format:

- Review of requirements relating to the minimum activities of Irish funds, November 2010
Asset Management and Investment Funds - 29.11.2010 | Format:

- Ireland's Competitiveness: competitiveness of Irish funds, October 2010
Asset Management and Investment Funds - 01.11.2010 | Format:

- A Summary of the Requirements of the Key Investor Information Document (KIID), October 2010
Asset Management and Investment Funds - 15.10.2010 | Format:

- UCITS - Risk Measurement-Leverage Disclosure, September 2010
Asset Management and Investment Funds - 20.09.2010 | Format:

- Changes affecting directors of Irish funds, September 2010
Asset Management and Investment Funds - 17.09.2010 | Format:

- Ireland's response to demand from investors to move onshore, September 2010
Asset Management and Investment Funds - 09.09.2010 | Format:

- Financial Regulator Rule Changes, September 2010
Asset Management and Investment Funds - 08.09.2010 | Format:

- UCITS and Non-UCITS Funds in Ireland, Autumn 2010
Asset Management and Investment Funds - 07.09.2010 | Format:

- Dispensation of the Requirement to obtain Non-Resident Declarations From Investors, August 2010
Asset Management and Investment Funds - 12.08.2010 | Format:

- UCITS IV - a summary of the draft new cross-border notification rules, July 2010
Asset Management and Investment Funds - 16.07.2010 | Format:

- A Summary of the Requirements of the Key Investor Document (KID), July 2010
Asset Management and Investment Funds - 12.07.2010 | Format:

- PLC Cross-border Insurance and Reinsurance Handbook 2010 (Ireland chapter)
Insurance and Reinsurance - 25.06.2010 | Format:

- CESR’s Consultation Paper on Guidelines on Risk Measurement, May 2010
Asset Management and Investment Funds - 24.05.2010 | Format:

- New Rules on the Definition of a European Money Market Fund, May 2010
Asset Management and Investment Funds - 24.05.2010 | Format:

- Corporate Governance Requirements for Credit Institutions and Insurers, May 2010
Banking, Financial Regulatory, Insurance and Reinsurance, Company Compliance and Governance, Capital Markets, Asset Management and Investment Funds - 12.05.2010 | Format:

- Considerations for those interested in establishing or investing in China A Shares Funds
Asset Management and Investment Funds - 25.03.2010 | Format:

- Asset Management and Investment Funds Briefing - Alternative strategies in UCITS funds
Asset Management and Investment Funds - 05.03.2010 | Format:

- Implementation of EU Regulations on Corporate Governance Statements
Asset Management and Investment Funds - 26.02.2010 | Format:

- The Financial Regulator publishes Rules relating to Share Classes - February 2010
Asset Management and Investment Funds - 19.02.2010 | Format:

- Bulletin - Asset Management and Investment Funds Group, January 2010
Asset Management and Investment Funds - 19.01.2010 | Format:

- Briefing - Asset Management and Investment Funds Group (Onshore), December 2009
Asset Management and Investment Funds - 14.12.2009 | Format:

- Briefing - Financial Regulatory Group (New Financial Sector Acquisitions Reg), July 2009
Banking, Financial Regulatory, Asset Management and Investment Funds - 27.07.2009 | Format:

- Briefing - Asset Management and Investment Funds Group (AIFMs), May 2009
Asset Management and Investment Funds - 29.05.2009 | Format:

- Briefing - Asset Management and Investment Funds Group (UCITS and Non-UCITS), Spring 2009
Asset Management and Investment Funds - 24.02.2009 | Format:

- Briefing - Arthur Cox Listing Services Limited (Investment Funds Listings), Spring 2009
Listing Services, Asset Management and Investment Funds - 10.02.2009 | Format:

- Bulletin - Financial Services Group (ETFs), December 2008
Asset Management and Investment Funds - 11.12.2008 | Format:

- Bulletin - Financial Services Group, December 2008(2)
- 11.12.2008 | Format:

- Briefing - Financial Services Group (ETF Eligibility), December 2008
Asset Management and Investment Funds - 11.12.2008 | Format:

- Briefing - Financial Services Group (Mark to Market Requirement), October 2008
Asset Management and Investment Funds - 17.10.2008 | Format:

- Briefing - Financial Services Group (The use of Financial Indices by UCITS Funds), August 2008
Asset Management and Investment Funds - 29.08.2008 | Format:

- Briefing - Financial Services Group (Eligible Investments UCITS), August 2008
Asset Management and Investment Funds - 22.08.2008 | Format:

- Briefing - Financial Services Group (QIF Changes), August 2008
Asset Management and Investment Funds - 11.08.2008 | Format:

- Briefing - Financial Services Group (EU Directive on Assessment of Acquisitions), May 2008
Asset Management and Investment Funds - 26.05.2008 | Format:

- Briefing - Investment Undertakings (The Finance Act 2008), 27th March 2008
Tax, Asset Management and Investment Funds - 27.03.2008 | Format:

- Financial Services Group Briefing - Side Pockets, January 2008
Asset Management and Investment Funds - 31.01.2008 | Format:

- Financial Services Group Briefing - Structured Debt Funds, January 2008
Asset Management and Investment Funds - 24.01.2008 | Format:

- Insurance Brief - Recent Developments in relation to Insurance and Reinsurance in Ireland
Insurance and Reinsurance - 20.12.2007 | Format:

- Funds Guide - UCITS and Non UCITS Funds in Ireland, Summer 2007
Asset Management and Investment Funds - 31.08.2007 | Format:

- Financial Services Group Briefing, January 2007
Asset Management and Investment Funds - 30.01.2007 | Format:


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